Іноземний досвід регулювання системно важливих банків

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Date
2015
Journal Title
Journal ISSN
Volume Title
Publisher
Український інститут розвитку фондового ринку
Abstract
The article considers methodological approaches and practical aspects of identification and regulation of systemically important banks at the national and the global levels. The article contains thorough overview of the Basel principles for identification and building a system for regulation of activities of the systemically important banks at the global level. The author gives a list of the main documents of the Basel Committee regarding matters related to the identification and regulation of the systemically important banks. The research gives a list of the global systemically important banks identified by the Basel Committee and the Financial Stability Board. The article discloses the additional requirements for equity for supplemental coverage of bank losses being identified by the Basel Committee and the Financial Stability Board as the global systemically important ones. The global systemically important banks identified by the Basel Committee and the Financial Stability Board have been analyzed in the context of regional distribution. The article presents the main categories of the system importance proposed by the Basel Committee for conducting a procedure of identification of the global systemically important banks. The article describes fundamental principles for dealing with the national systemically important banks proposed by the Basel Committee. The author has thoroughly analyzed the methods for identification of the national systemically important banks in various countries of the world, namely the USA, Canada, Germany, Sweden, the Netherlands, the Czech Republic, Denmark, India, and Australia. The researcher has taken into account advantages and disadvantages of the methods for identification of the systemically important banks of various countries. The article contains basic aspects of building the system for regulation of activities of the systemically important banks in the Netherlands, Germany, Denmark, and Canada. The done analysis of the foreign experience related to the identification and regulation of the national systemically important banks has enabled to indicate a list of key decisions regarding the regulation of activities of these banks in various countries of the world. Concluding the results of analysis of the foreign experience related to the identification and regulation of the national systemically important banks, the author proposes recommendations on improvement of the identification and regulation of activities of the national systemically important banks in the banking system of Ukraine.
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Keywords
systemically important banks, banking regulation and supervision, identify indicators, tools of regulation
Citation
Лавренюк В. Іноземний досвід регулювання системно важливих банків / Владислав Лавренюк // Ринок цінних паперів. – 2015. – № 3–4. – С. 87–96.